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For many years, most Americans have
probably believed that their personal medical information and records —
information which they may have supplied to their physician or hospital,
to their health insurance carrier or to their employer — was private and
confidential. Many probably believed that their right to keep such
information secure was protected by some basic federal or state law.
Although there were in fact some spotty legal protections in this area,
there simply was not that kind of comprehensive scheme protecting the
privacy and regulating the handling of such personal medical records, and
in fact they were shared among various entities for many different
purposes. But now a major change in the law is coming, and it will affect
not only the rights of patients and individuals, but also the way in which
hospitals, physicians and others in the health care industry manage their
records and conduct their business.
The change was initially wrought by the Health Insurance
Portability and Accountability Act of 1996 (HIPPA). HIPPA provided that,
unless Congress passed additional laws safeguarding the privacy and
security of personal health information within three years, the Secretary
of the Department of Health and Human Services (HHS) would thereafter be
directed to craft regulations achieving the same effect. Further
legislation was not forthcoming, and since 1999 it has fallen to the
Secretary of HHS to design a regulatory scheme to implement the privacy
protections and safeguards intended by HIPPA.
The regulations in this area generally encompass what is
commonly referred to as the Federal Privacy Rule, or simply the Privacy
Rule. The road to a final Privacy Rule was complicated by the change in
administrations, and a resulting change in the philosophy of the federal
administration on this issue. However, the changes are surely coming, and
will cause hospitals and physicians to undertake a top-to-bottom review
and overhaul of the manner in which they handle patient records and other
confidential medical information.
Basically, the Privacy Rule applies to health information, which
is broadly defined to include any information, oral or recorded, created
or received by a health care provider and relating to the past, present or
future health or condition of a person, or relating to the past, present
or future payment for such health care.
In addition to specific new standards about the handling
and security of such records, health care providers will also need to
obtain a specific consent from the patient in order to share medical
information with other providers (such as specialists) and a more specific
authorization in order to sell information or provide it outside of the
scope of the consent. A consent, once given, is valid until revoked,
whereas a an authorization is valid only for a specific purpose and until
a specific date.
Other aspects of HIPPA deal with the physical and
technical security of protected records, notices and consents, and
additional patient rights such as the right to inspect and copy records,
the right to amend and request restrictions on the use of records, and the
right to complain.
A nuts and bolts, day-long seminar on the Privacy Rule
and related HIPPA requirements will be presented by the authors, in
conjunction with the staff of LAMMICO, on seven different dates during the
month of August in Shreveport, Monroe, Alexandria, Lake Charles,
Lafayette, Baton Rouge and New Orleans.
SPSR’S WHITE HOUSE VISIT
Representatives of SPS&R were invited to an event with President
George W. Bush in the East Room of the White House to highlight the firm’s
involvement in the Welfare to Work Partnership programs and their
participation in the New Orleans BizLink Law Project.
Partner Judy Perry Martinez, Sue Hughes, Special Projects Director, and
Faye Harris Braddy represented the firm. Ms. Martinez was involved in the
launch of the BizLink Law Project in New Orleans and encouraged other
firms to join SPS&R in adopting the program. She asked Ms. Hughes to
participate by serving as a mentor to Ms. Braddy. Ms. Hughes guided Braddy
toward her position as a support staff member.
“It’s a wonderful program. It helps you become involved in the
community and when you are mentoring someone, it really makes you realize
that you can make a difference in an individual’s life,” explained Ms.
Hughes. “Faye is so dedicated. I am impressed with her work and proud of
her accomplishments. I think a big part of what makes this program work is
how well connected it is with other agencies. They are able to help
participants find childcare, homes and fulfill other personal needs as
well as helping them join the workforce.” “Participating in the program
is hard work, but once you’ve completed it, the rewards are so gratifying.
The assistance you receive from the Welfare to Work Partnership is great.
They continually call to check on your progress and to see how things are
going,” said Ms. Braddy. “And Sue has been such a wonderful guide for me
through the program. I could not have asked for a better mentor.”
The Law Project, administered by The Welfare to Work Partnership’s New
Orleans BizLink office, is a human resource tool for recruiting, hiring,
retaining and advancing trained entry-level support personnel for firms.
The three SPS&R representatives joined Senator John Breaux and 50
other employers from across the country at the White House where President
Bush spoke for more than 20 minutes about the success of the Welfare to
Work Partnership.
Earlier in the day, Ms. Martinez, Ms. Hughes and Ms. Braddy were
welcomed to Washington by Senator Mary Landrieu, and met with her to talk
about the program.
New Orleans BizLink is part of The Partnership’s BizLink Network in
five cities –– Chicago, Los Angeles, Miami, New Orleans and New York.
These offices engage and support employers, particularly small- and
mid-sized businesses, to hire and retain individuals moving from welfare
to work as well as other underutilized populations of workers. New Orleans
is only the second city in the country to launch the BizLink Law
Project.
Congratulations to Ms. Braddy for completing the program and thanks to
Ms. Martinez and Ms. Hughes for their dedication to the project.
JUDY PERRY MARTINEZ CHOSEN AS THE 2001 DISTINGUISHED ATTORNEY BY THE
LOUISIANA BAR FOUNDATION
Judy Perry
Martinez was honored as the Louisiana Bar Foundation's 2001 Distinguished
Attorney. She was selected for her many contributions to the legal
profession and the community by the Louisiana Bar Foundation's Board of
Directors. She is the first woman to receive this distinction in the
award's sixteen year history.
Ms. Martinez is engaged in a commercial litigation practice, handling
matters involving environmental, employment discrimination, director and
office liability, and fidelity and product liability claims.
She attended Louisiana State University, graduated from the University
of New Orleans with a degree in marketing in 1979, and received her Juris
Doctor, cum laude, from Tulane University Law School in 1982. Ms. Martinez
has served as a member of the Trial Advocacy Faculty of the Tulane Law
School and is a former Barrister of the Tulane Law School American Inns of
Court.
Currently, she is a member of the Council of the American Bar
Association Section of Litigation, the ABA House of Delegates, and the
Council of the Fund for Justice and Education. She has served as chair of
the American Bar Association's Commission on Domestic Violence, and from
1996-1999, Ms. Martinez served a three-year term on the ABA Board of
Governors. In 1998-1999, she was named to the Executive Committee of the
Board. She is a former chair of the ABA Young Lawyers Division and former
member of the ABA Commission on Women, the ABA Nominating Committee, and
has chaired several Louisiana State Bar Association and New Orleans Bar
Association committees.
In 1993 and again in 1999, Ms. Martinez received the Louisiana State
Bar Association President's Award. In 1997 she received the Sam Dalton
Capital Defense Advocacy Award from the Louisiana Association of Criminal
Defense Lawyers and in 1998 the Michelle Pitard Wynne Professionalism
Award from the New Orleans Association for Women Attorneys. She was named
one of the "Women of the Year" by New Orleans City Business magazine in
1999 in the inaugural year of the award, and received the YWCA Role Model
Award for 2001.
INDEPENDENT ADMINISTRATION SIMPLIFIES SUCCESSION
ADMINISTRATION by John F.
Shreves Anyone who has served as a Louisiana succession
representative has encountered the statutes in the Louisiana Code of Civil
Procedure that required notice, one or two newspaper publications (in
Orleans Parish, publication is required in the Louisiana Weekly and in
another publication of general circulation), and a seven day opposition
period before receiving court authorization for a variety of actions by
the succession representative, including, among other things, the sale of
real estate, the settlement of claims, the payment of debts and expenses,
the execution of a contract and the operation of the decedent's business.
These requirements are formalistic, often costly, always time-consuming
and, in the author's experience, rarely opposed.
The Louisiana legislature offered succession
representatives an alternative to these cumbersome rules with the
enactment of Act 974 of the 2001 Regular Session, effective August 15,
2001, dealing with the "Independent Administration of Estates". The basic
thrust of these new provisions is found in LCCP art. 3396.15, which
provides that an independent administrator "shall have all the rights,
powers, authorities, privileges, and duties of a succession representative
provided in Chapters 4 through 12 of this Title, but without the necessity
of delay for objection, or application to, or any action in or by, the
court." Therefore, a succession representative operating under the newly
enacted independent administration statutes is no longer required to give
notice, fulfill a publication requirement, or wait the statutory
opposition period before receiving court authorization for his or her many
actions involving the property of the estate. Because these independent
administration provisions eliminate the theoretical safeguards provided by
court supervision under the regular administration statutes, the new law
also contains a number of provisions designed to protect those with an
interest in a succession operated under independent
administration.
For one, a Louisiana succession does not automatically
fall under independent administration; the decedent must either provide
for it in his testament, or those with an interest in the estate have to
request independent administration. If the decedent's testament provides
for independent administration, the "court shall enter an appropriate
order granting independent administration of the estate." All that the
testator need say in his testament is that the succession representative
may act as an "independent administrator" or "independent executor" to
constitute authorization for independent administration of the estate.
In addition, if the decedent's testament does not provide
for independent administration, the statutes specify who may petition the
court for independent administration for the estate. Generally, this will
be all of the general and universal legatees of the decedent. When a
decedent dies intestate, all of the intestate's successors have to request
an independent administration and collectively designate, in the
application for administration of the decedent's estate, or thereafter, a
qualified person to serve as independent administrator.
The new Independent Administration of Estates law also
identifies the appropriate party in the event that the testament creates a
trust or a usufruct, or if a minor is involved. If the will does not
provide for independent administration, and the general or universal
legatee is a trust, then the trustee must consent to independent
administration on behalf of the trust. If the will does not provide for
independent administration, and creates a usufruct, both the usufructuary
and the naked owner must consent to independent administration. Finally,
if the will does not provide for independent administration, and the
successor whose concurrence is required for independent administration is
an unemancipated minor, the concurrence may be made on his or her behalf
by the administrator of his or her estate or by his or her natural tutor,
without the need for a formal tutorship proceeding and the concurrence of
an undertutor.
Although the Independent Administration of Estates
statutes do not specifically address the conversion of a Louisiana
succession already under regular administration into a succession under
independent administration, the language of LCCP arts. 3396.3 and 3396.5
clearly is broad enough to encompass this procedure upon the consent of
the appropriate parties.
Independent administration may not be appropriate for all
estates. Chapter 13 provides that the testator may expressly provide that
no independent administration be allowed in his testament, in which case,
the estate, if administered, shall be administered in accordance with the
regular administration rules. Also, the court may order the independent
administrator to furnish security as the court deems adequate upon the
request of an heir, legatee or creditor of the estate and after a
contradictory hearing.
In general, independent administration appears to be the
preferred method to administer an estate in most circumstances.
Independent administration provides a simpler, more cost effective and
smoother alternative to general estate administration. As individuals and
practitioners become more familiar with independent administration, this
alternative will, in most cases, become a common (and welcome) feature of
the Louisiana succession.
TAKE ME OUT TO THE BALL GAME! ANNUAL ZEPHYRS NIGHT
Friday, April 26, 2002, turned out to be a great evening for the firm
members, their families and friends at our annual “Zephyrs Night”.
Everyone met at the Home Run Porch for an enjoyable evening of baseball,
food and comradeship. The weather even cooperated — breezy and not too hot
— and the 167 staff, family members and friends all had a blast.
The evening ended with a brilliant fireworks display. It was a grand
closing for an eventful day.
SPS&R WELCOMES NEW ASSOCIATE
Simon,
Peragine, Smith & Redfearn, L.L.P. is proud to announce the addition
of R. Dean Church, Jr. as an associate to the firm.
A native New Orleanian, Mr. Church received his Bachelor of Arts degree
in Political Science from Louisiana State University in 1998, and his
Juris Doctor degree from Louisiana State University Law School in 1991. He
practices in the areas of toxic tort, entertainment law, products
liability, insurance defense and general civil litigation.
Mr. Church is admitted to practice in all federal and state courts in
Louisiana, and is a member of the Louisiana State Bar Association and the
American Bar Association. He is also a member of the Phi Alpha Delta Legal
Fraternity, and is a former faculty member of the National Institute for
Trial Advocacy.
Mr. Church’s knowledge and skills will help the firm continue to grow
and better serve clients. Welcome aboard!
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